Field Notes · 03 · AI

Meet the seven.

A field guide to ComplyAura's seven specialized AI assistants — each focused on a single, well-defined area of the compliance program.

6 min read · AI

We deliberately chose a multi-assistant model rather than a single, general-purpose AI. Each of the seven assistants has a narrow scope, a clear input contract, and a well-defined output. The result is faster, more reliable, and easier to verify than a generalist would be.

1. Gap Analysis

Produces a coverage delta against any supported framework in minutes — what is implemented, what is missing, and where existing controls partially apply. The output is concrete enough to plan against.

2. Policy Drafting

Generates first drafts of every policy in your library, tuned to your industry, organization size, target framework, and the controls you have already implemented. Drafts are starting points; humans review, refine, and approve.

3. Evidence Guidance

For any control, explains in plain language what evidence a reviewer would expect — which artifacts, from which sources, with which approvers. Replaces guesswork with a clear collection plan.

4. Questionnaire Assistance

Drafts answers to security questionnaires by drawing from your existing policies, controls, and prior responses. Flags items that require human review and identifies the gaps that prevent a confident answer.

5. Risk Review

Periodically inspects your risk register for stale entries, inconsistent scoring, and risks whose context has materially changed since the last review.

6. Vendor Triage

Parses SOC 2 reports and other vendor attestations, surfacing exceptions, subservice carve-outs, and the user entity controls you are responsible for given your use of the vendor.

7. Daily Briefing

Each morning, summarizes what changed across your program — overdue reviews, threat intelligence relevant to your stack, framework updates, and the most important manual action waiting for your team.

Seven specialists. One workspace. Decisions remain with the humans operating the program.


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